Compliance Manager / Paraplanner

Compliance Officer/Paraplanner Financial Services

Location: Ferndown ( Hybrid options -1 day a week in the office)
Hours: Part-Time Flexible to Fit Around Family Life
Salary: £35,000 - £45,000 (Depending on experience)
Reporting To: Senior Partner

About Us:

Join a highly regarded financial services firm in Ferndown, offering an exciting opportunity for a skilled Compliance Officer/Paraplanner who values flexibility and work-life balance. We understand the importance of balancing career and family, and we're committed to providing a supportive environment that adapts to your needs.

Why You ll Love This Role:

• Flexible Work Options: Choose between hybrid or fully remote work to suit your lifestyle.
• Family-Friendly Hours: Enjoy a part-time schedule that fits around family commitments.
• Supportive Environment: Work with a dedicated team and receive mentoring from experienced professionals.

Key Responsibilities:

Compliance:

• Oversee Compliance: Manage daily compliance functions and ensure regulatory standards are met.
• Regulatory Updates: Keep up-to-date with FCA regulations and update company policies as needed.
• Training & Support: Conduct training sessions and provide mentorship to advisors.
• Audit Management: Confidently manage external compliance audits.

Paraplanning:

• Client Reviews: Produce annual or semi-annual reviews of client investments and pensions for advisor use, including performance and allocation reviews, risk assessments, and cashflow forecasting.
• Suitability Reports: Write detailed reports for pensions, investments, and protection advice, including new plans and adjustments.
• Research: Conduct thorough research for new pension and investment plans, including product features, underlying investments, and wrapper allocation.
• Data Analysis: Use tools like FE Analytics, Defaqto Engage, Adviser Asset, and CashCalc (training provided if needed).

What We re Looking For:

• Experience: Previous experience as a Compliance Officer or Paraplanner is essential.
• Flexibility: Ability to work part-time and adapt to a flexible schedule.
• Level 4 Diploma in Financial Planning
• Skills: Strong compliance and paraplanning skills, with proficiency in relevant tools (or willingness to learn).

Join Us and Make an Impact!

If you're looking for a role that offers both career growth and work-life balance, apply today to become a key player in our dynamic team!