Senior Compliance Manager

Senior Compliance Manager

Location: FULLY REMOTE (they have an office in London for you to work from if that's your preference)

Company: Fast growing investment platform

Role Overview:
We seek a proactive, self-motivated Compliance Officer to join our innovative UK-based fintech team. This role is ideal for someone eager to dive into all aspects of compliance, driving the regulatory framework in a dynamic, growing environment.

Key Responsibilities:

• Oversee financial promotion approvals, complaint handling, transaction reviews, and onboarding inquiries.
• Manage compliance reporting (Regdata, Connect) and implement the Compliance Monitoring Programme.
• Update policies, conduct regulatory training, and ensure FCA, AML, and CTF compliance.
• Stay current on regulatory changes, adapting policies as needed, and contribute to the development of compliance strategies.
• Collaborate across departments, including AML Finance, Risk, Product, and Sales, to maintain high compliance standards.
• Support and promote a compliance-first culture, keeping consumer interests and risk mitigation as a priority.
• Assist in preparing compliance reports for management and the Board.

Requirements:

• 3+ years in compliance and financial crime, ideally in a buy-side investment firm.
• Strong knowledge of UK regulatory standards, including the FCA Handbook, HMRC ISA rules, JMLSG, and GDPR.
• Proactive problem-solver with experience building compliance programs.
• Interest in regulatory changes, with a curiosity about tech and market trends.
• Working towards or holding relevant industry qualifications in compliance/risk management is a plus.

This is a fantastic opportunity to make a meaningful impact on a high-growth fintech team!

Package: Up to 75,000, fully remote with benefits

If interested in the opportunity please get in touch - we can set up a confidential call to discuss further.

M: (phone number removed)

GCS is acting as an Employment Agency in relation to this vacancy.