Recruiting now
Compliance Surveillance Analyst
| Posted: | 02/04/25 | ||
| Recruiter: | Michael Page | ||
| Reference: | 2924273744 | ||
| Type: | Permanent | ||
| Salary: | £40,000 - £50,000 Annual pension, health | ||
| Location: | Selby, Yorkshire and the Humber | ||
| Description: | The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse. Client Details Our client are a leading energy trading company based in North Yorkshire Description The Compliance Surveillance Analyst who will be based in North Yorkshire will be responsible for:
Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework Support the Wholesale Compliance team to deliver physical and financial regulatory compliance across the group Perform all associated BAU activities with wholesale energy market (REMIT, licences, industry codes) and financial market (EMIR, MAR, MiFID II, FSMA/RAO) regulations Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management Conduct independent monitoring, reviews and investigations into compliance matters as required Support 2LOD assurance activities across business functions, implementing and supporting mitigation strategies whilst providing support on 1LOD and 3LOD activities.
Profile The Compliance Surveillance Analyst should have the following skills:
Job Offer Salary of 40,000- 50,000 Attractive benefits package Hybrid working | ||